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10
Nov
FINSIA

FINSIA Submission in Response to the review of Australian Securities and Investments Commission (ASIC) Industry Funding Model (IFM)

Broadly speaking, FINSIA agrees that it is appropriate to review the IFM at this point, given it has been in place since 2017. 

While it is our opinion that the current model which ensures ASIC’s regulatory activities are paid for by those creating the need for regulation rather than taxpayers is appropriate and should continue, it is also our view that aspects of the current system need to be reviewed. 

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23
Sep
FINSIA

FINSIA Submission to QOAR Proposals for Reform

Broadly speaking, FINSIA is supportive of the direction in which the proposals are moving as part of this Review. It is essential, in our opinion, that the Review continue to reflect on the current design of the policy and regulatory framework that surrounds financial advice in Australia, and to advance recommendations for reform that will deliver to consumers more affordable and accessible financial advice. In our opinion, the full suite of recommendations put forward in the Proposals Paper should, on balance, deliver to consumers wider access and improved affordability of financial advice.

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Latest from The Insights Review

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The Australian Journal of Applied Finance

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2019 Issue #3

Superannuation drawdown: motivations and behaviour

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The value of financial advice for Australian retirees

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Impact on FinTech on consumer lending

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Research

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The Diversity Dialogue

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Royal Commission & Professionalisation Strategy

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