Contribute to the compliance function with an understanding of the techniques to implement a successful compliance function by developing the ability to explain the regulatory environment and the importance of acting with ethics, integrity and fairness.
By the end of this course you will be able to
- Explain the regulatory environment and the roles of both local and international regulators.
- Explain how to implement and manage a successful compliance function.
- Define financial crime and manage the risk.
- Explain the importance of ethics, integrity and fairness on the financial services industry.
- Explain how corporate governance, risk and compliance are essential to the financial services industry.
Online flexibility
Start anytime and develop your skills at your own pace and from any location.
Entry requirements
Suitable for everyone who wants to develop specialist skills in Risk & Compliance.
Course duration
Typically 3 to 6 months duration depending on level of education and experience.
Accredited by the Chartered Institute for Securities & Investment (UK)
The CISI is the leading professional body for securities, investment, wealth and financial planning professionals.
Internationally recognised
Be recognised as an international specialist.
What’s Included?
FINSIA Membership
For new members, a 12-month Student Membership is included in the enrolment fee. Being a FINSIA member enables you to build your professional profile through networking events and access relevant content to reinforce your study.
A PDF workbook
A comprehensive PDF workbook providing core learning materials and case studies to help you build your capability.
Exam fees
Computer-Based testing exam fees (re-sits incur additional cost).
Access to a learning platform
The course is all online and you will be provided access to CISI learning platform.
Access to Revision Express
Multiple choice questions at the end of each chapter to confirm your understanding.
The learning experience is
Online Learning
Start anytime from any location at your own pace.
Interactive
Stimulating interactive learning experience with a hands-on approach.
Engaging
Access an extensive suite of engaging learning materials.
Industry Led
Developed in consultation with senior industry practitioners.
What do I get when I complete the course?
A statement of attainment is available from FINSIA and The Chartered Institute for Securities & Investment (CISI) based in the UK.
Elana Rubin SF FIN
“For me, FINSIA represents a community of people committed to professionalism in their endeavours,”
“Financial services is incredibly important. It's important to individuals. It's important to the wellbeing of business. It's important to the economy and the community.
“So being part of an organisation that's committed to continuous development, improvement and the higher standards of professionalism, is something that I support.”
Matt Baxby SF FIN
“It served me really well as my career developed in the financial services sector. That’s the important role FINSIA has to play - the professionalisation of banking.”
Malini Raj SF FIN
“FINSIA has been an invaluable foundation and platform for my career in the finance industry.
“Without FINSIA I wouldn't have had the exposure, the experiences, the mentors, the guidance, the additional intangible value add that's helped me and my career development.”