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Get the opportunity to study flexibly and choose modules to suit your own development needs.

The Risk & Compliance modules will provide you with an overview of the financial services profession and its regulation, whilst also covering technical units relevant to the area in which you work. It offers flexibility, as you can choose from a wide selection of modules and study at a time and pace convenient to you. 


Delivered Online

All our modules are delivered online which means you can complete it at your own pace in your own time.


Industry Led

Developed in close consultation with senior industry practitioners. 

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Internationally recognised

All our modules are internationally recognised and used by many financial institutions worldwide to benchmark staff’s knowledge.


No educational or experience requirements

There are no entry requirements for the modules. 



Provides you with practical learning and relevant finance skills that you can immediately apply in your workplace.

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Professional Recognition

Completing the Investment Operations Modules demonstrates professionalism and commitment to high standards and offers access to career progression.


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Risk in Financial Services

Understand risk and risk management in financial services on this comprehensive introduction to the subject which has been devised with input from industry experts.
Risk & Compliance

Global Financial Compliance

Contribute to your company's compliance function by being able to explain the regulatory environment and the importance of acting with ethics, integrity and fairness.

Combating Financial Crime

Get a global view of transnational crime, illustrated practical defences and a focus on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities.

Who is this for

The Risk & Compliance modules are suitable for all staff working in, or aspiring to work in, the administration and operations areas of financial services. There are no entry requirements and the exam is open to all levels.

The modules are increasingly used as a benchmarking tool by major banks and investment firms to ensure that staff possess practical knowledge which can be immediately applied to business activities.

Elana Rubin SF FIN

Former Afterpay Chair and newly appointed RBA board member

“For me, FINSIA represents a community of people committed to professionalism in their endeavours,”

“Financial services is incredibly important. It's important to individuals. It's important to the wellbeing of business. It's important to the economy and the community.

“So being part of an organisation that's committed to continuous development, improvement and the higher standards of professionalism, is something that I support.”



Matt Baxby SF FIN

Matt Baxby SF FIN

Revolut Partner, CEO Australia & New Zealand

“It served me really well as my career developed in the financial services sector.  That’s the important role FINSIA has to play - the professionalisation of banking.”

Malini Raj SF FIN

Malini Raj SF FIN

Head of Community Engagement, CommBank

“FINSIA has been an invaluable foundation and platform for my career in the finance industry.

“Without FINSIA I wouldn't have had the exposure, the experiences, the mentors, the guidance, the additional intangible value add that's helped me and my career development.”

Sign up for one of the Risk & Compliance modules today. For further information please contact us.

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